-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KX5MwOsoabFgSXkgIzEwACvSAHxbRL6I4ngkH7XjlHy6HgszduOlJHZQg/aur8Xe wCHtM2eQTAHlFvXhIMeI9Q== 0001362310-09-001794.txt : 20090212 0001362310-09-001794.hdr.sgml : 20090212 20090212071126 ACCESSION NUMBER: 0001362310-09-001794 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: DEFU DONG GROUP MEMBERS: DONG'S FAMILY TRUST GROUP MEMBERS: HSBC INTERNATIONAL TRUSTEE LIMITED GROUP MEMBERS: OASIS LAND LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Techfaith Wireless Communication Technology LTD CENTRAL INDEX KEY: 0001316317 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80840 FILM NUMBER: 09591762 BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 BUSINESS PHONE: 86-10 5822-8288 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Oasis Land LTD CENTRAL INDEX KEY: 0001353078 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 BUSINESS PHONE: (86) 139 11772555 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 SC 13G/A 1 c80973sc13gza.htm SC 13G/A Filed by Bowne Pure Compliance
     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...10.4
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

China Techfaith Wireless Communication Technology Limited
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G84383101
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Defu Dong
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  People’s Republic of China
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   249,250,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    249,250,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  249,250,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  38.3%
     
12   TYPE OF REPORTING PERSON
   
  IN

2


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Oasis Land Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   165,750,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    165,750,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  165,750,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  25.5%
     
12   TYPE OF REPORTING PERSON
   
  CO

3


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Dong’s Family Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Cayman Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   165,750,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    165,750,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  165,750,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  25.5%
     
12   TYPE OF REPORTING PERSON
   
  OO

4


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
HSBC International Trustee Limited (as trustee for Dong’s Family Trust and other trusts which ultimately own ordinary shares of the Issuer)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   321,706,475 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    321,706,475 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  321,706,475 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  49.5%
     
12   TYPE OF REPORTING PERSON
   
  CO

5


 

ITEM 1(a). NAME OF ISSUER:
China Techfaith Wireless Communication Technology Limited (the “Issuer”)
ITEM 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
3/F., M8 West, No.1 Jiu Xian Qiao East Road, Chao Yang District,
Beijing 100016,People’s Republic of China
ITEM 2(a). NAME OF PERSON FILING:
Defu Dong
Oasis Land Limited (the “Record Holder”)
Dong’s Family Trust (the “Trust”)
HSBC International Trustee Limited (the “Trustee”) (as trustee for the Trust and other trusts which ultimately own ordinary shares of the Issuer)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Defu Dong
3/F., M8 West, No.1 Jiu Xian Qiao East Road
Chao Yang District, Beijing 100016
People’s Republic of China
Oasis Land Limited
P.O. Box 916, Woodbourne Hall
Road Town, Tortola
British Virgin Islands
Dong’s Family Trust
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
HSBC International Trustee Limited
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
ITEM 2(c). CITIZENSHIP:
Defu Dong is a PRC citizen. The place of organization of the Record Holder is British Virgin Islands. The Trust is established under the law of the Cayman Islands. The place of organization of HSBC International Trustee Limited is British Virgin Islands.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Ordinary Shares

 

6


 

ITEM 2(e). CUSIP NO.:
G84383101
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
The following information with respect to the ownership of the ordinary shares of the Issuer by each of the reporting persons is provided as of December 31, 2008:
                                                 
                            Shared power     Sole power to     Shared power  
    Amount             Sole power to     to vote or to     dispose or to     to dispose or  
    beneficially     Percent of     vote or direct     direct     direct the     to direct the  
Reporting Person   owned:     class:     the vote:     the vote:     disposition of:     disposition of:  
Defu Dong
    249,250,000       38.3 %     0       249,250,000       0       249,250,000  
Oasis Land Limited
    165,750,000       25.5 %     0       165,750,000       0       165,750,000  
Dong’s Family Trust
    165,750,000       25.5 %     0       165,750,000       0       165,750,000  
HSBC International Trustee Limited (as trustee for Dong’s Family Trust and other trusts which ultimately own ordinary shares of the Issuer)
    321,706,475       49.5 %     0       321,706,475       0       321,706,475  
The Record Holder is the record owner of 165,750,000 ordinary shares of the Issuer. Defu Dong is the sole director of the Record Holder. The Record Holder is ultimately wholly owned by the Trust, of which the Trustee acts as the trustee. Mr. Dong, the Record Holder, the Trust and the Trustee may be deemed to be a group as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own all ordinary shares beneficially owned by other members constituting such group. However, each of the Record Holder and the Trust disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 165,750,000 ordinary shares. Defu Dong disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 249,250,000 ordinary shares.
All shares are beneficially owned by the Trustee solely in its capacity as trustee of various trusts respectively. Apart from acting as trustee of the Trust, the Trustee also acts as the trustee of several other trusts which, together with the Trust, may be deemed to beneficially own a total of 321,706,475 ordinary shares of the Issuer. Accordingly, the Trustee, solely in its capacity as the trustee, may be deemed to beneficially own all ordinary shares of the Issuer that are beneficially owned by all the trusts for which the Trustee acts as a trustee. However, the Trustee disclaims beneficial ownership of all ordinary shares of the Issuer. Each of the trusts and its wholly-owned subsidiary which is the record shareholder of the Issuer disclaim any beneficial ownership of ordinary shares of the Issuer beneficially owned by other trusts and record shareholders of the Issuer owned by such other trusts.
Mr. Dong is the sole director of both the Record Holder and Helio Glaze Limited and may be deemed to beneficially own all ordinary shares of the Issuer that are directly owned by both companies. However, each of these companies and its holding companies disclaim any beneficial ownership of ordinary shares of the Issuer directly owned by the other company.

 

7


 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
ITEM 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable
ITEM 10. CERTIFICATION
Not applicable

 

8


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2009
             
Defu Dong   /s/ Defu Dong
     
    Defu Dong
 
           
Oasis Land Limited   By:   /s/ Defu Dong
         
 
      Name:   Defu Dong
 
      Title:   Director
 
           
Dong’s Family Trust   For and on behalf of
    HSBC International Trustee Limited, as trustee
    for Dong’s Family Trust
 
           
    By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
         
 
      Name:   Andrew T. Chan, Danny W. K. Tsui
 
      Title:   Director, Associate Director
 
           
HSBC International Trustee Limited   For and on behalf of
    HSBC International Trustee Limited
 
           
    By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
         
 
      Name:   Andrew T. Chan, Danny W. K. Tsui
 
      Title:   Director, Associate Director

 

9


 

LIST OF EXHIBITS
         
Exhibit No.   Description
       
 
  99.1    
Joint Filing Agreement

 

10

EX-99.1 2 c80973exv99w1.htm EXHIBIT 99.1 Filed by Bowne Pure Compliance
Exhibit 99.1
Joint Filing Agreement
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00002 per share, of China Techfaith Wireless Communication Technology Limited, a Cayman Islands exempted company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[Signature page to follow]

 

 


 

Signature Page
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 12, 2009.
             
Defu Dong   /s/ Defu Dong
     
    Defu Dong
 
           
Oasis Land Limited   By:   /s/ Defu Dong
         
 
      Name:   Defu Dong
 
      Title:   Director
 
           
Dong’s Family Trust   For and on behalf of
    HSBC International Trustee Limited, as trustee
    for Dong’s Family Trust
 
           
    By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
         
 
      Name:   Andrew T. Chan, Danny W. K. Tsui
 
      Title:   Director, Associate Director
 
           
HSBC International Trustee Limited   For and on behalf of
    HSBC International Trustee Limited
 
           
    By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui
         
 
      Name:   Andrew T. Chan, Danny W. K. Tsui
 
      Title:   Director, Associate Director

 

2

-----END PRIVACY-ENHANCED MESSAGE-----